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Changes to the AUSIEX Share Trading Terms and Conditions (T&Cs), Financial Services Guide (FSG) and Exchange Traded Options Product Disclosure Statement (ETO PDS) effective Monday 5 May 2025.

Effective Monday 5 May 2025, the following changes will be made to the Share Trading Terms and Conditions (T&Cs), the Financial Services Guide (FSG), and the Exchange Traded Options Product Disclosure Statement (ETO PDS):

Share Trading Terms and Conditions (T&Cs):

Section/Clause

Current

New

Date Issued:

12 August 2024

5 May 2025

1.0 DEFINITIONS

1.11 Business Day means a day on which banks are open for business in Sydney, Australia, and does not include Saturdays, Sundays or public holidays;

1.11 Business Day means a day other than a Saturday, Sunday, New Year's Day, Good Friday, Easter Monday, Christmas Day, Boxing Day; and any other day which ASX notifies Market Participants is not a Business Day.

5.0 INSTRUCTIONS

5.9C If You purchase on market a holding of rights for a security that is traded separately to the security, You acknowledge that we may automatically exercise those rights on Your behalf unless You tell us not to exercise them.

This has been removed.

5.9D If You purchase rights and your Confirmation includes the cost of the rights together with the application money, the Confirmation we send You will request payment of the cost of the rights purchased together with the application money. If You don't intend to exercise Your rights, You must tell us before settlement day. If You elect to not exercise Your rights and have paid us the application money, You must tell us at least five (5) Business Days prior to expiry and we'll credit Your account with the exercise amount. If You fail to advise us, we will proceed to exercise Your rights and You will be issued with the relevant shares. We can only exercise Your rights where You have provided us with sufficient cleared funds. If you purchase rights and your Confirmation does not include the cost of the rights and the application money, you must contact the registry to pay the application money for the rights before the settlement time for the rights closes or your rights will be forfeited. The Participant accepts no liability in respect of the settlement of any rights obligations.

5.9C If you purchase rights to a security on market, and if you choose to take up the rights, you must contact the registry directly to pay the application money for the rights before the settlement time for the rights closes, or your rights will be forfeited. The Participant accepts no liability in respect of the settlement of any rights.

 

Financial Services Guide (FSG):

Section/Clause

Current

New

Date Issued:

17 October 2024

5 May 2025

ADVISER PART B
SCHEDULE OF FEES TO AUSTRALIAN INVESTMENT EXCHANGE LIMITED

Transactions Executed and Cleared via PID 6381

ETO Contract fees
ETO Contract fees of $0.13 (GST exclusive) per contract also apply for Equity ETO transactions, and $0.05 (GST exclusive) per contract for Equity ETO exercise/assignment. In the case of Index Options, ETO Contract fee of $0.45 (GST exclusive) per contract for Index ETO transactions, and $0.35 (GST exclusive) per contract for Index ETO exercise/assignment.

This has been removed.

Transactions Executed and Cleared via PID 6382 has been renamed to Registration, assignment and exercise fees

A fee of between $0.05 - $0.25* plus GST per contract for single stock option registrations reporting depending on the Tiered Fee category of the stock.

This has been removed.

In the case of index options, ASX Clear will charge a registration fee of $0.45 plus GST per contract for ETOs and an exercise fee of $0.35 plus GST per contract. For index option registration, ASX Clear will charge a registration fee of $0.40 plus GST per contract and an exercise fee of $0.30 plus GST per contract.

This has been removed.

International Markets Fees and Charges

D. International Markets miscellaneous fees and charges

Custody Fee: The Currency Conversion fee (below) will then also apply, also calculated on the base currency value of the holding(s). The total Custody Fee amount will then be charged to you in Australian dollars.

This has been removed.

 

Exchange Traded Options Product Disclosure Statement (ETO PDS):

Section/Clause

Current

New

Date Issued:

17 October 2024

5 May 2025

ADVISER PART B
SCHEDULE OF FEES TO AUSTRALIAN INVESTMENT EXCHANGE LIMITED

Transactions Executed and Cleared via PID 6381

ETO Contract fees
ETO Contract fees of $0.13 (GST exclusive) per contract also apply for Equity ETO transactions, and $0.05 (GST exclusive) per contract for Equity ETO exercise/assignment. In the case of Index Options, ETO Contract fee of $0.45 (GST exclusive) per contract for Index ETO transactions, and $0.35 (GST exclusive) per contract for Index ETO exercise/assignment.

This has been removed.

Transactions Executed and Cleared via PID 6382 has been renamed to Registration, assignment and exercise fees

A fee of between $0.05 - $0.25* plus GST per contract for single stock option registrations reporting depending on the Tiered Fee category of the stock.

This has been removed.

In the case of index options, ASX Clear will charge a registration fee of $0.45 plus GST per contract for ETOs and an exercise fee of $0.35 plus GST per contract. For index option registration, ASX Clear will charge a registration fee of $0.40 plus GST per contract and an exercise fee of $0.30 plus GST per contract.

This has been removed.

International Markets Fees and Charges

D. International Markets miscellaneous fees and charges

Custody Fee: The Currency Conversion fee (below) will then also apply, also calculated on the base currency value of the holding(s). The total Custody Fee amount will then be charged to you in Australian dollars.

This has been removed.

The updated documents will be available for download from our website from Monday 5 May 2025.

Should you have any questions about these changes, please contact us.

Published: 7 April 2025