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Updates to the International Markets Trading Terms and Conditions and the International Markets Exchange Rules and Market Conduct Information effective 23 February 2024

International Markets Trading Terms and Conditions:

We have made the following changes to the International Markets Trading Terms and Conditions which will take effect from 23 February 2024:


Clause

Wording

New Defined Term ‘1.09 Licensed Market’

Licensed Market means a financial market which is approved as a facility which offers the ability to regularly buy and sell financial products;

New Defined Term ‘1.10 Issuer’

Issuer means a company that has a registered office in an EU member state and the shares of which are admitted to trading on a Licensed Market situated or operating within an EU member state;

New Defined Term ‘1.23 SRD II

SRD II means EU Directive 2007/36/EC on the exercise of certain rights of shareholders in listed companies as well as EU Directive 2017/82 amending Directive 2007/36/EC in regards to the encouragement of long-term shareholder engagement;

New Clause 9.5

We must fulfill specific responsibilities outlined in SRD II by providing Issuers, upon their or their nominated third party's request, with certain details about Your holdings in said Issuers. You acknowledge and agree that, upon request from an Issuer where you own shares, or their nominated third party, and only as mandated by SRD II, We will promptly share relevant information about You with the Issuer;

New Clause 9.6

As mandated by SRD II, and upon Your request We will transmit to You or Your Adviser the necessary information from an Issuer in which You hold shares, enabling You to exercise rights associated with those shares. This information will be directed to all shareholders of that class. If the Issuer makes this information available on its website, We may simply notify You of its location on the website. We are not obligated to transmit the information or provide such notification to You or Your Adviser if the Issuer provides it to all shareholders;

New Clause 9.7

We will not levy any charge to You for the services provided by Us under clause 9.5 and 9.6 of this Agreement.

International Markets Exchange Rules and Market Conduct Information:

We have made the following changes to the International Markets Exchange Rules and Market Conduct Information which will take effect from 23 February 2024:

  • Added ‘Jurisdiction’ column and new exchanges. See below.

Replaced:

Exchange

Symbol

Code

North America

NASDAQ

NASDAQ & NSC

XNAS

New York Stock Exchange

NYSE

XNYS

New York Stock Exchange (ARCA)

ARCA

ARCX

NYSE MKT

AMEX

XASE

OTC Bulletin Board/Pink Sheets

OOTC & OTCBB

OTCM


With:

Exchange

Symbol

Code

Jurisdiction

North America

NASDAQ

NASDAQ & NSC

XNAS

US

New York Stock Exchange

NYSE

XNYS

US

New York Stock Exchange (ARCA)

ARCA

ARCX

US

NYSE MKT

AMEX

XASE

US

OTC Bulletin Board/Pink Sheets

OOTC & OTCBB

OTCM

US

Toronto Stock Exchange

TSE

XTSE

Canada

TSX Venture Exchange

TSX

XTSXT

Canada

Europe

BME Spanish Exchanges

SIBE

BMEX

Spain

Deutsche Börse (XETRA)

FSE

XFRA

Germany

Irish Stock Exchange

ISE

XDUB

Ireland

London Stock Exchange (IOB)

LSE_INTL

XLON_IOB

UK

London Stock Exchange

LSE_SETS

XLON

UK

Milan Stock Exchange

MIL

XMIL

Italy

NASDAQ OMX Copenhagen

CSE

XCSE

Denmark

NASDAQ OMX Helsinki

HSE

XHEL

Finland

NASDAQ OMX Stockholm

SSE

XSTO

Sweden

NYSE Euronext Amsterdam (AEX)

AMS

XAMS

The Netherlands

NYSE Euronext Brussels

BRU

XBRU

Belgium

NYSE Euronext Lisbon

LISB

XLIS

Portugal

NYSE Euronext Paris

PAR

XPAR

France

Oslo Stock Exchange

OSE

XOSL

Norway

SIX Swiss Exchange

SWX & VX

XSWX

Switzerland

Vienna Stock Exchange

VIE

XWBO

Austria

Asia

Hong Kong Exchanges

HKEX

XHKG

Hong Kong

Singapore Exchange

SGX-ST

XSES

Singapore

The updated International Markets Trading Terms and Conditions and International Markets Exchange Rules and Market Conduct Information will be available to download from this website from 23 February 2024. Should you have any questions about these changes, please contact us.

Published: 16 February 2024

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